We will be announcing our next scheduled conferences and events shortly

Topics

You Can Transfer Balances of $1,000 or Less to State Unclaimed Property Funds, But Should You?

Sometimes the timing or content of agency guidance is head-scratching. The Department of Labor’s (DOL) Field Assistance Bulletin (FAB) 2025-01 fits in both categories. The timing is odd as it references reports from 2019 and 2014 to support its current day relevance....

Take Advantage of Forfeiture Relief in 2024 While Avoiding Lawsuits

Forfeiture lawsuits have been in the news a lot lately. It may have you second-guessing what to discuss or do for clients and built-up forfeitures in their retirement plans.

SECURE 2.0 in 2025: Here Comes a Big Plan Design Change (And Be Ready to Help with Small Balances)

Where did 2024 go?! Hard to believe that we are closing in on 2025 and another round of SECURE 2.0 provisions is coming online.

Optimal Plan Design for Using PenChecks Services

You’ve heard us loud and clear. You know that using Automatic Rollover IRA services from PenChecks Trust® can help you and your clients save time and money.

Looking Back On 30 Years of PenChecks

Here we are in the middle of summer of 2024 and I am proud to announce that PenChecks Trust® is on track for another very successful year.

You Can Transfer Balances of $1,000 or Less to State Unclaimed Property Funds, But Should You?

Sometimes the timing or content of agency guidance is head-scratching. The Department of Labor’s (DOL) Field Assistance Bulletin (FAB) 2025-01 fits in both categories. The timing is odd as it references reports from 2019 and 2014 to support its current day relevance....

Take Advantage of Forfeiture Relief in 2024 While Avoiding Lawsuits

Forfeiture lawsuits have been in the news a lot lately. It may have you second-guessing what to discuss or do for clients and built-up forfeitures in their retirement plans.

SECURE 2.0 in 2025: Here Comes a Big Plan Design Change (And Be Ready to Help with Small Balances)

Where did 2024 go?! Hard to believe that we are closing in on 2025 and another round of SECURE 2.0 provisions is coming online.

Optimal Plan Design for Using PenChecks Services

You’ve heard us loud and clear. You know that using Automatic Rollover IRA services from PenChecks Trust® can help you and your clients save time and money.

Cetera

Company Situation:When working as a TPA, Cetera cannot directly handle funds, file tax forms, or process benefit elections from participants. This makes it difficult to process participant distributions as the burden is often then placed on the plan sponsor. Many...

Events

Browse the dates and locations of important industry events you won’t want to miss!

We will be announcing our next scheduled conferences and events shortly

Did you find this content helpful?

You Can Transfer Balances of $1,000 or Less to State Unclaimed Property Funds, But Should You?

Take Advantage of Forfeiture Relief in 2024 While Avoiding Lawsuits

SECURE 2.0 in 2025: Here Comes a Big Plan Design Change (And Be Ready to Help with Small Balances)

Optimal Plan Design for Using PenChecks Services

Looking Back On 30 Years of PenChecks

You Can Transfer Balances of $1,000 or Less to State Unclaimed Property Funds, But Should You?

Take Advantage of Forfeiture Relief in 2024 While Avoiding Lawsuits

SECURE 2.0 in 2025: Here Comes a Big Plan Design Change (And Be Ready to Help with Small Balances)

Optimal Plan Design for Using PenChecks Services

Cetera

Archives

Events

Browse the dates and locations of important industry events you won’t want to miss!

We will be announcing our next scheduled conferences and events shortly

Did you find this content helpful?

No Results Found

Archives